Practical Enterprise Risk Management (ERM) and Risk Based Auditing
Organizing your ERM team
Establishing an ERM Framework
Assessing Risks
Inventorying Current Risk-Response Activities
Closing the Gaps (areas where the risk-response is not adequate)
Seven Step Process to Risk Based Auditing
Building an Anti-Fraud Framework
Why Build an Anti-Fraud Framework
Components of the Framework
Fundamental Elements of the Framework
Fraud “Red Flags”
Fraud Deterrents
Fraud Detection Techniques
Examples of Fraud
Speakers
Mike Thomas is an Executive in Crowe Chizek’s Financial Institution Risk Consulting practice in the Southeastern United States. He has over twenty-five years of broad-based experience, specializing in the financial services industry. Mike’s responsibilities include advising clients in areas such as risk management, fraud prevention and quality assurance assessments. In addition, he coordinates contract services for internal audit, loan review and compliance outsourcing at financial institutions, as well as working with clients to re-engineer their internal audit and risk management operations.
Amanda Stanford is a Senior Manager in the Financial Institution Group’s Risk Consulting practice for Crowe Chizek and Company LLC. She has over seven years of broad-based experience, specializing in the financial services industry. Amanda’s responsibilities include advising clients in areas such as risk management and quality assurance assessments. In addition, she manages contract services for internal audit outsourcing at financial institutions.
Registration
ABA Members are $225 per person and Non-Members are $450 per person. Registration fees include instruction, materials, refreshments and lunch.
Cancellation
Full registration fees will be refunded if a cancellation is received on or before ten business days prior to the meeting. If date of cancellation is less than ten days prior to the meeting, a $100 processing fee will be retained. No refunds will be given for cancellations made the day of the program. Substitutions are welcome.
More Information
Dress for the seminar is business casual. To ensure your comfort, please bring a jacket or sweater. If you need additional information, the ABA office, 334-834-1890 or 800-239-5521.
